In April, 2006, I asked the editorial board
of the Rockford Register Star to endorse
fixing the Illinois version of so-called home
rule so citizens of Illinois can have the
same rights as the citizens of other states.
Editorial board members asked me to provide
examples of other states' home rule
provisions. Examples follow.
Recently
I was asked to address a group of business
leaders about Illinois' flawed version of
so-called home rule. Included in the group
were brilliant young business leaders whose
ignorance of basic government was alarming.
Many did not know the difference between an
article of the constitution and a state
statute or city ordinance. For that reason, "General
Background For The Principle Of
Constitutional Government" and "Additional
General Background From The National League
Of Cities" are included
here, also.
In
brief, a constitution is a set of enduring
principles and rules citizens of a community
formulate to control the actions of
politicians and protect citizens' rights from
government encroachment. Statutes and
ordinances are laws politicians pass to apply
a constitution's principles and rules to
specific situations.
Examples
of various states' home rule conditions
vis-a-vis local charters or constitutions
Alaska:
It
is important to note that incorporation of a home
rule city requires petitioners to prepare a
charter, which is the equivalent of a local
government constitution.
California:
Article
XI, section 3(a) of the California Constitution
authorizes the adoption of a city charter and
provides such a charter has the force and effect
of state law. Article XI, section 5(a), the
"home rule" provision, affirmatively
grants to charter cities supremacy over
"municipal affairs." ...The home rule
provision of the California Constitution
authorizes a charter city to exercise plenary
authority over municipal affairs, free from any
constraint imposed by the general law and subject
only to constitutional limitations. See Cal.
Const. art. XI ง 5(a); Ex Parte Braun, 141 Cal.
204, 209, 74 P. 780 (1902); Bishop v. City of San
Jose, 1 Cal. 3d 56, 61, 81 Cal. Rptr. 465 (1969),
Committee of Seven Thousand v. Super. Ct. (City
of Irvine), 45 Cal.3d 491 (1988).
Colorado:
The
Charter is not a grant of power to the city; it
is a limit on powers granted to the city by the
Colorado Constitution as determined by the
citizens.
Maine:
In
May, 1970, Maine joined the ranks of over 40
other states which provide municipal home rule.
Maine has non self-executing, constitutional home
rule. That is, municipal home rule has been
granted in general terms by the Maine
Constitution, but the specific meaning of the
home rule grant has been spelled out in an
implementing statute. Hence, the philosophy of
home rule is contained in the Constitution, and
its meaning has been defined by the Maine
Legislature.
The grant of home rule to municipalities has two
components. First, all towns and cities are
authorized to alter or amend their charters
"on all matters, not prohibited by
Constitution or law, which are local and
municipal in character." Second, any town or
city may, through ordinance or by-law,
"exercise any power or function which the
legislature has power to confer upon it, which is
not denied either expressly or by clear
implication, and exercise any power or function
granted to the municipality by the Constitution,
general law or charter."
Michigan:
The
constitution of the State of Michigan gives local
governments the right to design a form of
government in the same way the federal
constitution gives authority to operate to the
states. Mt. Pleasant has been an incorporated
municipality (first a village, then a city) for
over 100 years. It is governed by a charter that
was last amended by a vote of the citizens in
1976. A city's charter is like a local
constitution, which spells out the basic form of
government and lists the authority and
responsibilities of all the players.
Minnesota:
Minnesota's
two basic types of cities are home rule charter
cities (operating under a local charter) and
statutory cities (operating under the statutory
city code). I Distinction between home rule
cities and statutory cities The major difference
between home rule cities and statutory cities in
Minnesota is the kind of enabling legislation
from which they gain their authority. Statutory
cities derive their powers from Chapter 412 of
Minnesota Statutes. Home rule cities obtain their
powers from a home rule charter. The distinction
between home rule cities and statutory cities is
one of organization and powers, and is not based
on differences in population, size, location or
any other physical feature.
Minn. Const. art. XII, ยง 4.
Minn. Stat. ยงยง 410.04-410.33.
The Minnesota Constitution permits the
Legislature to establish home rule charter
cities, counties, and other units of local
government. State law enacted under this
constitutional authority authorizes cities to
adopt home rule charters. Home rule charter
cities can exercise any powers in their locally
adopted charters as long as they do not conflict
with state laws. Conversely, charter provisions
can specifically restrict the powers of a city.
Consequently, voters in home rule cities have
more control over their city's powers.
State law provides that if a charter is silent on
a matter that is addressed for statutory cities
by Chapter 412 or other general law, and general
law does not prohibit the city charter from
addressing the matter or expressly provide that a
city charter prevails over general law on the
matter, then the home rule charter city can apply
the general law on the matter. Charters,
therefore, are of interest to statutory cities
when they encounter special problems that cannot
be solved under general city laws. If a statutory
city finds itself in such a situation, it can
either request the Legislature to change the city
code or adopt a special law applying to that
specific city, or it can become a home rule city
with a home rule charter that specifies its
powers. The voters must approve the charter in a
local election.
II. The home rule charter
Home rule charters are, in effect, local
constitutions. State laws give cities a wide
range of discretion in the contents of a charter
when one is adopted. The charter may provide for
any form of municipal government, as long as it
is consistent with state laws that apply
uniformly to all cities in Minnesota.
Missouri:
Any
city having more than five thousand inhabitants
or any other incorporated city as may be provided
by law may frame and adopt a charter for its own
government.
Ohio:
All
local governments in Ohio can be classified as
either home rule or non-home rule, according to
the authority given them by the Constitution and
legislation in the Ohio Revised Code. All
municipalities, and counties that have adopted a
charter, are home rule. All other local
governments are non-home rule. Non-home rule
governments can only provide those services and
perform those acts as specifically authorized by
law. Home rule governments can perform all
functions not specifically prohibited by law...
Optional plan statutory forms of government are
not commonly used, probably because the charter
form is made available by the Ohio Constitution.
With the charter, the municipality may develop
any form of government that its voters approve.
The charter allows the municipality to
"fine-tune" its form of government,
instead of adopting one of the prescribed plans.
The charter has been used extensively in Ohio to
enhance the home rule authority of
municipalities.
Adoption of a charter is a two-step process.
First, the issue of whether or not a charter
commission should be elected is voted on by the
people. Included with this issue is provision to
elect 15 charter commissioners, who are elected
if the issue passes. This issue may be placed on
the ballot if petitioned for by 10% of the
voters. If the charter commission is elected and
formed, they have one year to prepare a proposed
charter and submit it to a vote of the people. If
it is adopted it becomes the basic framework for
that municipality's government.
Pennsylvania:
Municipalities
shall have the right and power to frame and adopt
home rule charters. Adoption, amendment or repeal
of a home rule charter shall be by referendum.
The General Assembly shall provide the procedure
by which a home rule charter may be framed and
its adoption, amendment or repeal presented to
these electors. If the General Assembly does not
so provide, a home rule charter or a procedure
for framing and presenting a home rule charter
may be presented to the electors by initiative or
by the governing body of the municipality. A
municipality which has a home rule charter may
exercise any power or perform any function not
denied by this Constitution, by its home rule
charter or by the General Assembly at any time.
South
Dakota:
Interest
in home rule has grown during the twentieth
century, particularly during the 1950s, 1960s,
and 1970s. By 1990, 48 states authorized home
rule for municipalities, by constitutional or
statutory provisions or both, and 36 states
authorized home rule for counties, again by
constitutional or statutory provisions or a
combination of both. Constitutional or statutory
authorization for home rule does not mean that
all counties and municipalities in a state will
operate under home rule. Generally, the county or
municipal government and its voters must propose
and approve the adoption of a home rule charter
before the provisions of home rule take effect
for the individual local government unit. The
1962 amendment authorized home rule for
municipalities (but not counties) and specified
the methods to be used in adopting a municipal
home rule charter.
Texas:
The
City Charter is considered the fundamental law of
a Home Rule municipality and is sometimes
referred to as the local constitution. The City
Charter describes city boundaries, provides for
the form of government establishes the number of
representatives on the City Council and defines
the terms of office and how the City Council will
be elected. The City Charter also describes the
powers of the City Council and officers appointed
by the City Council. (Arlington, Texas, based on
Texas Home Rule amendment to the State
Constitution on January 17, 1920)
General
Background For The Principle Of Constitutional
Government, Also Known As Government Of The
People, By The People, And For The People (From
an Ohio document):
Sources
Of State Authority
The People
On
this continent in the 1700s there was conceived
the new concept that all governmental authority
is derived from the people. Throughout the prior
history of humankind, the people were granted
those rights that the governmental rulers wished
to give them. Following are some examples of
early writings that portray this new concept.
Declaration
of Independence, July 6, 1776
"...
Governments ... derive(ing) their just powers
from the consent of the governed, ...."
Articles
of Confederation, 1777
"...the
free inhabitants of each of these states, ... ,
shall be entitled to all privileges and
immunities of free citizens in the several
states; ..."
Northwest
Ordinance of 1787
This
ordinance guaranteed freedom of mode of worship
or religious sentiment, benefits of writs of
habeas corpus and trial by jury, bail,
proportionate representation, judicial
proceedings according to the course of common
law, and the right to not be deprived of property
without just compensation.
Constitution
of the United States, 1789
"We,
the people of the United States, in order to form
a more perfect Union, establish Justice, insure
domestic Tranquility, provide for the common
defense, promote the general Welfare, and secure
the Blessings of Liberty to ourselves and our
Posterity, do ordain and establish this
Constitution for the United States of
America."
The U.S. Constitution defines the power delegated
to the U.S. Government. All other power is
reserved to the states or retained by the people.
The first 10 amendments to the Constitution,
effective in 1791 and known as the Bill of
Rights, outline some of the limits of law. The
ninth amendment states that "The enumeration
in the Constitution, of certain rights, shall not
be construed to deny or disparage others retained
by the people."
In addition, the tenth amendment states that
"The powers not delegated to the United
States by the Constitution, nor prohibited to it
by the states, are reserved to the states
respectively, or to the people."
First
Ohio Constitution, 1802
Preamble
: "We, the people ...."
Article VIII, Section 28, says that "To
guard against the transgression of high powers,
which we have delegated, we declare, that all
powers not hereby delegated remain with the
people." The present Ohio Constitution,
1851, contains similar language in Article I,
Section 20.
Thomas
Jefferson,1820
"I
know of no safe depository of the ultimate powers
of society but the people themselves; and if we
think them not enlightened enough to exercise
their control with wholesome discretion, the
remedy is not to take it from them, but to inform
their discretion by education."
Constitutions
Constitutions
and other related documents are used in this
country to define which powers are delegated to
the national government, which are reserved by
the states and which are retained by the people.
The most important of these documents are listed
below, along with some of their effects upon
local government.
Articles
of Confederation, 1777
This
provided the authority for the issuance of an
ordinance for the governance of the "western
lands" ceded by New York, Virginia,
Massachusetts and Connecticut.
The
Northwest Ordinance of 1787
This
document superseded the previous ordinance and
provided the first organizational structure for
what eventually became five states in the
district northwest of the Ohio River. The
ordinance established a Governor, Secretary,
Court and Magistrates.
It provided that counties and townships could be
established in those areas where Indian rights
had expired.
It provided that, when the population of the
district reached 5,000, representatives to a
general assembly could be elected from counties
and townships, one for every 500 free male
inhabitants until the number of representatives
reached 25. A representative must own 200 acres
of land and a voter 50 acres.
The first General Assembly of the district met in
Cincinnati in 1799. The second met in Chillicothe
in 1801 and 1802.
The ordinance provided for the establishment of
five original states, which could be implemented
when the population of the state reached 60,000.
In 1802, Congress authorized the formation of a
state government for Ohio.
The Northwest Ordinance was probably the most
important document in shaping territorial
boundaries and governmental structures in the
Northwest Territory.
Constitution
of the United States, 1789
The
Constitution provided for the admittance by
Congress of new states.
Additional
General Background From The National League Of
Cities:
The
Constitution of the United States of America does
not mention local governments. Local governments
are created by and regulated by the states. This
means that to speak about cities or other forms
of local government in the United States is to
speak about fifty different legal and political
situations.
The states outline the powers of municipal
governments in charters. There may be: special or
specific charters; general or classified charters
(in which the rules may apply to a class of
cities, often grouped by population size); or
home rule charters. The state municipal leagues
can provide information about the form of charter
provided in state constitutions.
A city charter is the basic document that defines
the organization, powers, functions and essential
procedures of the city government. It is
comparable to the State Constitution and to the
Constitution of the United States. The
charter is, therefore, the most important single
legal document of any city.
All
that is necessary to fix Illinois' flawed law
is a constitutional amendment specifying that
"Nothing in this Constitution or its
home rule provisions shall be construed so as
to constrain or prohibit citizens of home
rule communities or communities eligible to
become home rule communities from creating by
referendum a community charter or
constitution in which the citizens of the
community define and restrict the powers and
procedures of their home rule governing
body."
Links
For Additional Information On City Charters:
National
League of Cities
http://www.nlc.org/home
1301 Pennsylvania Avenue NW Suite 550 ญ
Washington, DC 20004
Phone: 202-626-3000; Fax: 202-626-3043; e-mail: info@nlc.org
National Civic League
http://www.ncl.org
Model City Charter info -- http://www1.icma.org/pm/8503/gates.htm
1445 Market St. Suite 300 Denver, CO 80202
Phone: 303-571-4343; Fax: 303-571-4404; e-mail: ncl@ncl.org
A sample city charter (San Jose, CA): http://www.sanjoseca.gov/clerk/charter.asp
(Copyright
2006 by John Gile, Citizen-Journalist, Rockford,
Illinois. All rights
reserved. Permission Requests: 815/968-6601.)